Good judgment comes from experience.
Barry LePatner
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Corporate Finance & Capital Markets

‘offers strong service on a wide range of corporate and commercial law’ Chambers Global 2012


Our corporate finance and capital markets lawyers have helped raise billions of Dirhams for companies in almost every industry sector by way of initial public offerings, secondary stock offerings, convertible debt offerings and straight debt offerings (both high yield and investment grade). We have also worked on private equity financings and mezzanine debt financings in almost every industry sector in United Arab Emirates and the G.C.C. region.

In the capital markets sphere the department advises lead managers, issuers and investors on international debt issues. We advise on the full range of debt issues including medium-term note programs, stand-alone euro-bonds, tiered capital issues and euro-commercial paper/programs.

Our clients include Emirates NBD, Mawarid Finance, Amlak Finance, Habib Bank, Tamweel, Rashid Bank, Barclays, BNP Paribas, Citigroup, Deutsche Bank, HSBC, JP Morgan, Morgan Stanley, Standard Chartered and UBS. We are also regularly instructed by many of the world's leading law firms. 

 

Services

  • Highly regarded practitioners from diverse international commercial backgrounds
  • Decades of on the ground experience in the Middle East
  • Act for European, U.S.A. and other foreign companies, development banks, financial institutions and foreign governments on UAE-related securities matters
  • Sophisticated international financings with significant experience in major international centres
  • Initial public offerings


Our Experts

 

Douglas G. Smith
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Position: Senior Legal Consultant
Contact: douglas.smith@habibalmulla.com
Admitted: 1998, England and Wales,1998, Law Society of Hong Kong Solicitor; 1983, Law Society of Upper Canada Barrister and Solicitor
Education: LL.B. Queen’s University, Kingston, Ontario Canada, 1981; B.A. (History, Politics) Queen’s University, Kingston, Ontario, Canada, 1978
Language(s): English
Expertise: Asset Finance / Securitisation
Commercial
Corporate Finance & Capital Markets
Corporate Structuring & Restructuring
Cross-Border Transactions
Employment Law
Infrastructure Projects
Intellectual Property/Franchising
Mergers & Acquisitions
Investment Funds
Private Equity
Regulatory & Public law
Practice & Experience: With over 25 years’ experience, Douglas’s main areas of practice include corporate law, M&A, private equity, equity-related securities offerings (including IPOs and secondary offerings), corporate restructurings, joint ventures and the drafting, negotiation and settlement of associated documentation and commercial agreements. He also advises on corporate governance and regulation within the UAE.

Douglas has been involved in complex transactional work in numerous jurisdictions in the Middle East, North America and Europe, as well as in East and Southeast Asia, including China, Malaysia, Indonesia, Thailand, Singapore and India.

Douglas is on the board of directors of numerous public and private companies and frequently speaks on corporate and commercial law. He is a former lecturer at Carlton University in Ottawa, Canada and at the University of Hong Kong as well as a guest lecturer at the City University of Hong Kong.

Douglas holds an LLB from Queens University in Canada. He is admitted to the Bar of England and Wales, the Hong Kong Bar and the Canadian Bar.

Publications/Papers: "The Use of Trusts for Asset Protection in the UAE,” In-House Lawyer, March 2010.

"Commentary On The Dubai World Insolvency Code - Toward A Clearer Path,” Mondaq, January 2010.

"International Stock Purchase Acquisitions: Summaries of International Law,” American Bar Association, 2007 Edition

"China Commercial Contracts,” LegalStudio (4th Edition, 2005-6), Co-Editor and Contributor, Author Finance and Banking chapters

"Proposed Changes to Companies Law,” International Financial Law Review, October, 2004

"The New Listing Rules,” International Financial Law Review, August, 2004

"Hong Kong Company Law Reform,” International Financial Law Review, April, 2004

"Due Diligence in Commercial Transactions,” Hong Kong Lawyer, October, 2000

Publications:
  Use of Trusts for Asset Protection in the UAE by Douglas G. Smith, The In-House Lawyer, April 2010 (1.256 KB )

"Foreign Ownership Restrictions: The Perspective From the Gulf”, International Bar Association Journal, August 2010

Speaking Engagements: "The Legal Framework for M&A: strategies, pitfalls and the Legislative Landscape,” MEED Mergers and Acquisitions Summit, Abu Dhabi, UAE, December 2009

"Business Development in the Middle East Conference, Forming Alliances and Partnerships - the Indigenous Law Firm Perspective,” The Lawyer ?Dubai, UAE, April 2009

"Conducting Business in the Gulf,” China Law and Practice Hong Kong In-House Summit, Hong Kong, March 2009

"Centres of Islamic Finance panel,” Pacific Business Press, 2009 UAE In-House Counsel Forum, Moderator: Dubai, UAE, March 2009

"Conducting Due Diligence in Cross-border Transactions,” Lexis/Nexis Due Diligence in Commercial Transactions Conference, Hong Kong, March 2008

"Conducting Due Diligence in PRC Transactions ? Evaluating Your Partner or Target,” American Conference Institute Second National Symposium on Mergers and Acquisitions in China, New York City, NY, USA, December 2006

"Overview of PRC Commercial Law: Legislative and Practical Developments,” Alliance for Tax, Legal, and Accounting Seminars (ATLAS) Fourth Annual Summit on Legal and Financial Strategies for Doing Business in China, New York City, NY, USA, November 2006

"Drafting Letters of Intent and MOUs in China Transactions,” American Conference Institute, National Symposium on Mergers and Acquisitions in China, San Francisco, CA, USA, May 2005

 
Mazen Boustany ACSI
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Position: Partner, Head of Banking & Finance, Dubai
Contact: mazen.boustany@habibalmulla.com
Admitted: 1997, Beirut Bar, Lebanon; Registered Practitioner in the DIFC Courts
Education: Basel III professional 2011; Securities Certificate (endorsed by the FSSC & the FSA) 2010; FSA Financial Regulation Qualified (CISI), 2010; Islamic Finance Qualification, Securities and Investment Institute, UK, 2007; LLB in Lebanese Law, Saint Joseph University, Lebanon, 1996; Maitrise in Private Law, Paris II University, France, 1994; Maitrise in Political Sciences, Paris II University, France, 1994
Language(s): English, Arabic, French
Expertise:
 
Banking & Finance
Asset Finance / Securitisation
Commercial
Corporate Finance & Capital Markets
Cross-Border Transactions
Debt Restructuring
Insurance/Takaful Law
Investment Funds
Islamic Finance
Private Equity
Arbitration / ADR
Practice & Experience: Mazen has over 15 years’ experience in banking and finance law in the Middle East and has practised in the UAE for more than five years.

He advises on all aspects of banking and finance law including Islamic finance, structured finance, securitisation, private equity, structuring and restructuring, cross-border transactions and investment funds. He is also experienced in domestic and international arbitration and is a qualified banker. Having spent many years as a senior in-house lawyer, Mazen’s advice is commercial and practical in nature. He frequently conducts training for corporate in-house teams on banking and finance law and regulation in the UAE.

Mazen is fluent in English, Arabic and French and holds a Masters degree in Private Law and Political Sciences from Paris II University, an LLB from Saint Joseph University in Lebanon and an Islamic Finance Qualification from the Securities and Investment Institute in the UK.  He is a member of the Securities Industry Management Association (SIMA) and has been awarded the CISI Level 3 Certificate in Investments – Securities, he is also a certified Basel III professional (2011) and a DIAC qualified arbitrator. Mazen is admitted to the Beirut Bar and is a registered practitioner before the DIFC courts.

Publications/Papers: "Mortgage Law in the UAE,” The Brief, February 2009
"Latest developments in Islamic Finance,” The Brief, January 2009
"Inheritance Law in the UAE,” The Brief, October 2007


Publications:
  Rethinking UAE Insolvency Law by Mazen Boustany, The Brief, July 2010 (672 KB )

Combatting Fraud and AML in the UAE

Dubai Mortgage Law: Much ado about nothing

The pledge of commercial premises

The pledge of a banking deposit.

Speaking Engagements:
•    CCME Roundtable, Islamic Finance vs Conventional Finance.
     11th March 2012

•    CCME Roundtable, Anti-corruption, issues and implications for
     UAE companies. 26th February 2012
•    The 8th Annual ME Insurance Forum, Bahrain, February 2012
•    Bribery and Corruption in SWF, a practical application, 3rd Middle
     East Summit on Anti-Corruption, January 2012
•    Mutual legal assistance, cooperation and collaboration in the
     context of the UAE, C5, January 2012
•    C5 Fraud and Asset Tracing and Recovery, Dubai, 24th January 
     2011
•    The impact of shari’a on the insolvency of Islamic Financial
     Institutions - IBA Conference, Dubai, November 2011
•    Fraud and AML in the UAE  - C5, Fraud, Asset Tracing and
     Recovery Conference, Dubai, January 2011.
•    Shari’a and Islamic Finance in the UAE - IBA Islamic Conference
     Dubai, November 2010.
•    IBA Islamic Finance day in Dubai, 3rd November 2010
•    Canadian Business Council, June 2010                       
•    Saudi Investment Private Equity Summit, Saudi Arabia, April 2010
•    DIAC Roundtable on Insolvency, Dubai Chamber, March 2010
•    Introduction to Islamic Finance, Asian In-House Counsel, Hong
     Kong, March 2009
•    Islamic Financial Products, In-House Counsel, Dubai, February
     2009








Professional Associations and Memberships:
Associate at the Chartered Institute for Securities and Investment
External Subject Matter Expert for "The EDCOMM Group Banker’s Academy"
Member of the Securities Industry Management Association (SIMA)